SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Nextech V Oncology S.C.S., SICAV-SIF

(Last) (First) (Middle)
8 RUE LOU HEMMER

(Street)
SENNINGERBERG, LUXEMBOURG N4 L-1748

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PMV Pharmaceuticals, Inc. [ PMVP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Former 10% Owner
3. Date of Earliest Transaction (Month/Day/Year)
09/29/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/29/2020 C 1,768,023 A (1) 1,768,023 D(2)
Common Stock 09/29/2020 C 760,267 A (1) 2,528,290 D(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Preferred Stock (1) 09/29/2020 C 1,768,023 (1) (1) Common Stock 1,768,023 $0.00 0 D(2)
Series D Preferred Stock (1) 09/29/2020 C 760,267 (1) (1) Common Stock 760,267 $0.00 0 D(2)
1. Name and Address of Reporting Person*
Nextech V Oncology S.C.S., SICAV-SIF

(Last) (First) (Middle)
8 RUE LOU HEMMER

(Street)
SENNINGERBERG, LUXEMBOURG N4 L-1748

(City) (State) (Zip)
1. Name and Address of Reporting Person*
NEXTECH V GP S.A R.L.

(Last) (First) (Middle)
8 RUE LOU HEMMER

(Street)
SENNINGERBERG, LUXEMBOURG N4 N4 L-1748

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Bleyer Dalia

(Last) (First) (Middle)
8 RUE LOU HEMMER

(Street)
SENNINGERBERG, LUXEMBOURG N4 N4 L-1748

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Lips Thomas

(Last) (First) (Middle)
8 RUE LOU HEMMER

(Street)
SENNINGERBERG, LUXEMBOURG N4 N4 L-1748

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Detournay Philippe

(Last) (First) (Middle)
8 RUE LOU HEMMER

(Street)
SENNINGERBERG, LUXEMBOURG N4 N4 L-1748

(City) (State) (Zip)
Explanation of Responses:
1. The shares of each of the Series C Preferred Stock and Series D Preferred Stock automatically converted into shares of Common Stock on a one to one basis immediately prior to the completion of the Issuer's initial public offering of Common Stock and had no expiration date.
2. The shares are held of record by Nextech V Oncology S.C.S., SICAV-SIF. Thilo Schroeder is a partner at Nextech Invest AG and in the Investment Committee of Nextech Invest AG, with significant influence over Nextech V Oncology S.C.S., SICAV-SIF in terms of investment decisions, selling strategy of shares and voting power and as a result, may be deemed to have beneficial ownership over such securities. Mr. Schroeder is a director of the Issuer and files separate Section 16 reports. Nextech V GP S.a r.l. is the general partner of Nextech V Oncology S.C.S., SICAV SIF. Dalia Bleyer, Philippe Detournay and Thomas Lips are Managers of Nextech V GP S.a r.l. and each of Nextech V GP S.a r.l., Ms. Bleyer and Messrs. Detournay and Lips may be deemed to share voting and investment power with respect to the shares reported herein and disclaim beneficial ownership over such shares, except to the extent of his, her or its respective pecuniary interest therein, if any.
Remarks:
Nextech V Oncology S.C.S., SICAV-SIF, By: /s/ Dalia Bleyer and /s/ Philippe Detournay, Managers of Nextech V GP S.a r.l., its General Partner 09/29/2020
NEXTECH V GP S.A R.L., By: /s/ Dalia Bleyer and /s/ Philippe Detournay, Managers 09/29/2020
/s/ Dalia Bleyer 09/29/2020
/s/ Thomas Lips 09/29/2020
/s/ Philippe Detournay 09/29/2020
** Signature of Reporting Person Date
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